-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VMZvGJfUDGQKx2Um48G1ZCF4k1+ERyW87Y6p/Rr9KyOPy8JRb6n/vKOQaSiU+nPZ adj97LzfZY9UueojcClaaw== 0000009749-98-000040.txt : 19980218 0000009749-98-000040.hdr.sgml : 19980218 ACCESSION NUMBER: 0000009749-98-000040 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: AMEX SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHAMPION ENTERPRISES INC CENTRAL INDEX KEY: 0000814068 STANDARD INDUSTRIAL CLASSIFICATION: MOBILE HOMES [2451] IRS NUMBER: 382743168 STATE OF INCORPORATION: MI FISCAL YEAR END: 1225 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-38917 FILM NUMBER: 98542465 BUSINESS ADDRESS: STREET 1: 2701 UNIVERSITY DR STREET 2: STE 320 CITY: AUBURN HILLS STATE: MI ZIP: 48326 BUSINESS PHONE: 8103409090 MAIL ADDRESS: STREET 1: 2701 UNIVERSITY DRIVE STREET 2: STE 320 CITY: AUBURN HILLS STATE: MI ZIP: 48326 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANKERS TRUST NEW YORK CORP CENTRAL INDEX KEY: 0000009749 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 136180473 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 130 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2122502500 MAIL ADDRESS: STREET 1: 130 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: BT NEW YORK CORP DATE OF NAME CHANGE: 19671107 SC 13G 1 CHAMPION ENTERPRISES INC. 13-G FILING BANKERS TRUST NEW YORK CORPORATION One Bankers Trust Plaza New York, New York 10006 Damian P. Reitemeyer Vice President Telephone: (212) 250-4599 February 17 1998 Securities and Exchange Commission SEC Document Control 450 Fifth Street, N.W. Washington, DC 20549 Attn: Filing Desk Dear Sirs: Re: Filing of Schedule 13G on Champion Enterprises, Inc. Pursuant to Rule 13d-1 of the General Rules and Regulations under the Securities Exchange Act of 1934, the following is one copy of the Schedule 13G with respect to the common stock of the above referenced corporation. Please acknowledge your receipt of the Schedule 13G filing submission through the EDGAR-Link System software, by E-Mail confirmation. Sincerely, Damian P. Reitemeyer Enclosures SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Champion Enterprises, Inc. _______________________________________ NAME OF ISSUER: Common Stock (Par Value $.01) _______________________________________ TITLE OF CLASS OF SECURITIES 158496109 _______________________________________ CUSIP NUMBER Check the following box if a fee is being paid with this statement [x]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 10 Pages CUSIP No. 158496109 Page 2 of 10 Pages 1.NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Bankers Trust New York Corporation (BT New York Corporation), its wholly owned subsidiary, Bankers Trust Company, its indirect wholly owned subsidiaries; BT Alex.Brown Incorporated (BT Alex.Brown), and Alex. Brown Capital Advisory and Trust Company (Alex Brown Capital Advisory and Trust). 13-6180473 2.CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (A) [ ] (B) [ ] See page 7 of 8, Item 8 - IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP 3.SEC USE ONLY 4.CITIZENSHIP OR PLACE OF ORGANIZATION Bankers Trust New York Corporation, and Bankers Trust Company are New York Corporations. BT Alex.Brown is a Delaware Corporation. Alex.Brown Capital Advisory and Trust is a Maryland Corporation. CUSIP No. 158496109 Page 3 of 10 Pages NUMBER OF 5. SOLE VOTING POWER SHARES BT New York Corporation 4,400 shares Bankers Trust Company 191,600 shares BT Alex.Brown 600 shares Alex.Brown Capital Advisory and Trust 49,664 shares 246,264 shares BENEFICIALLY 6. SHARED VOTING POWER OWNED BY BT New York Corporation 0 shares Bankers Trust Company 0 shares BT Alex.Brown 0 shares Alex.Brown Capital Advisory and Trust 0 shares 0 shares EACH 7. SOLE DISPOSITIVE POWER REPORTING BT New York Corporation 4,400 shares Bankers Trust Company 383,952 shares BT Alex.Brown 600 shares Alex.Brown Capital Advisory and Trust 49,664 shares 438,616 shares PERSON 8. SHARED DISPOSITIVE POWER WITH BT New York Corporation 0 shares Bankers Trust Company 0 shares BT Alex.Brown 0 shares Alex.Brown Capital Advisory and Trust 0 shares 0 shares 9.AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON BT New York Corporation 4,400 shares Bankers Trust Company 383,952 shares BT Alex.Brown 600 shares Alex.Brown Capital Advisory and Trust 49,664 shares 438,616 shares 10.CHECK BOX IF THE AGGREGATE AMOUNT IN ROW(9) EXCLUDES CERTAIN SHARES * [] 11.PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 BT New York Corporation 0.01% Bankers Trust Company 0.82% BT Alex.Brown 0.00% Alex.Brown Capital Advisory and Trust 0.11% 0.94% CUSIP No. 158496109 Page 4 of 10 Pages 12.TYPE OF REPORTING PERSON * Bankers Trust New York Corporation - HC Bankers Trust Company - BK BT Alex.Brown - BD Alex.Brown Capital Advisory and Trust - BK CUSIP No. 158496109 Page 5 of 10 Pages Item 1(a) NAME OF ISSUER: Champion Enterprises, Inc. Item 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 2701 University Drive Suite 320 Auburn Hills, MI 48326 Item 2(a) NAME OF PERSON FILING: Bankers Trust New York Corporation, its wholly- owned subsidiary, Bankers Trust Company, and its indirect wholly-owned subsidiaries, BT Alex. Brown and Alex. Brown Capital Advisory and Trust Item 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: For Bankers Trust New York Corporation, Bankers Trust Company and BT Alex.Brown 130 Liberty Street New York, New York 10006 For Alex.Brown Capital Advisory and Trust 19 South Street Baltimore, Maryland 21202 Item 2(c) CITIZENSHIP: Bankers Trust New York Corporation and Bankers Trust Company are corporations incorporated in the State of New York with their principal business offices located in New York. BT Alex.Brown is a Delaware corporation with its principal business office located in New York. CUSIP No. 158496109 Page 6 of 10 Pages Alex.Brown Capital Advisory and Trust is a Maryland Corporation with its principal business office located in Maryland. Item 2(d) TITLE OF CLASS OF SECURITIES: This statement relates to the Companys Common Stock $.01 par value per share. Item 2(e) CUSIP NUMBER: 158496109 Item 3 THE PERSON FILING IS A: For Bankers Trust New York Corporation (g) [X] Parent Holding Company, in accordance with Section 240.13d-1(b)(ii)(G) For Bankers Trust Company (b) [X] Bank as defined in section 3(a)(6) of the Act. For BT Alex.Brown (a) [X] Broker or dealer registered under Section 15 15 of the Act. For Alex.Brown Capital Advisory and Trust (b) [X] Bank as defined in section 3(a)(6) of the Act. CUSIP No. 158496109 Page 7 of 10 Pages Item 4 OWNERSHIP: (a) Amount Beneficially Owned: BT New York Corporation 4,400 shares Bankers Trust Company 383,952 shares BT Alex.Brown 600 shares Alex.Brown Capital Advisory and Trust 49,664 shares 438,616 shares (b) Percent of Class : BT New York Corporation 0.01% Bankers Trust Company 0.82% BT Alex.Brown 0.00% Alex.Brown Capital Advisory and Trust 0.11% 0.94% (c) Number of shares as to which the following have: (i) sole power to vote or to direct the vote - BT New York Corporation 4,400 shares Bankers Trust Company 191,600 shares BT Alex.Brown 600 shares Alex.Brown Capital Advisory and Trust 49,664 shares 246,264 shares (ii) shared power to vote or to direct the vote - BT New York Corporation 0 shares Bankers Trust Company 0 shares BT Alex.Brown 0 shares Alex.Brown Capital Advisory and Trust 0 shares 0 shares (iii) sole power to dispose or to direct the disposition of - BT New York Corporation 4,400 shares Bankers Trust Company 383,952 shares BT Alex.Brown 600 shares Alex.Brown Capital Advisory and Trust 49,664 shares 438,616 shares CUSIP No. 158496109 Page 8 of 10 Pages (iv) shared power to dispose or to direct the disposition of - BT New York Corporation 0 shares Bankers Trust Company 0 shares BT Alex.Brown 0 shares Alex.Brown Capital Advisory and Trust 0 shares 0 shares Item 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not applicable. Item 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not applicable. Item 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: See Exhibits A and B. Item 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: In addition to the shares presented in this Form 13G, Alex.Brown Investment Management, a limited partnership that is 50% owned indirectly by Bankers Trust New York Corporation, beneficially owns 6,559,103 shares or 14.0% of Champion Enterprises, Inc. This ownership was disclosed in a separate 13G filed by Alex.Brown Investment Management. Item 9 NOTICE OF DISSOLUTION OF GROUP: Not applicable. CUSIP No. 158496109 Page 9 of 10 Pages Item 10 CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: as of December 31, 1997 Signature: Bankers Trust New York Corporation By: /s/ James T. Byrne, Jr. Name: James T. Byrne, Jr. Title: Secretary Signature: Bankers Trust Company By: /s/ James T. Byrne, Jr. Name: James T. Byrne, Jr. Title: Secretary Signature: BT Alex.Brown By: /s/ James T. Byrne, Jr. Name: James T. Byrne, Jr. Title: Secretary CUSIP No. 158496109 Page 10 of 10 Pages Signature: Alex.Brown Capital Advisory and Trust By: /s/ Gregg Hawes Name: Gregg Hawes Title: Secretary Exhibit A The chain of ownership from Bankers Trust New York Corporation to Bankers Trust Company is shown below: Bankers Trust New York Corporation | | 100% | | Bankers Trust Company. Exhibit B The chain of ownership from Bankers Trust New York Corporation to BT Alex. Brown and Alex. Brown Capital Advisory and Trust is shown below: Bankers Trust New York Corporation | | 100% | | BT Alex.Brown Holdings Incorporated | _________________________|________________ | | | | 100% 100% | | | | Alex. Brown Financial Corporation BT Alex. Brown Incorporated | | 100% | | Alex. Brown Asset Management Incorporated | | 100% | | Alex. Brown Capital Advisory and Trust Company -----END PRIVACY-ENHANCED MESSAGE-----